Jane Liu
Auckland,Northcote
Summary
Seeking a role in AML or financial services to apply my expertise in compliance, market analysis, and risk management.
Experienced with anti-money laundering regulations and investigative techniques. Utilizes robust analytical capabilities to detect and prevent financial crimes. Knowledge of compliance requirements and regulatory frameworks ensures thorough and accurate risk assessments.
Overview
2025
2025
years of professional experience
1
1
Certification
Work History
AML Analyst
Tiger Broker
- ECDD & KYC Oversight – Conducted Enhanced Due Diligence and KYC for high-risk and new clients in accordance with AML/CFT Act and internal policies.
- Ongoing Due Diligence – Carried out periodic and trigger-based reviews to keep client information and risk profiles current.
- Risk Assessment – Assigned customer risk levels and escalated suspicious or complex cases to Head of compliance.
- Transaction Monitoring – Monitored client transactions to detect unusual patterns, flagged suspicious activity, and assisted with STR reporting.
- Regulatory Awareness – Stayed informed of updates in AML/CFT regulations and contributed to policy alignment.
- Cross-Team Collaboration – Coordinated with legal, operations, and support teams to manage onboarding and compliance-related matters.
Currency Exchange Trader
Global Forex
01.2023 - 01.2025
- Market Analysis: Delivered real-time customer exchange rates, leveraging market trends for strategic decision making.
- Compliant Trade Execution: Holding A CAMS (Certified Anti-Money Laundering Specialist) Certification ensured transaction compliance with AML/CFT and risk management standards.
- Conducted due diligence, submitted STRs and PTRs per regulatory requirements.
- Know Your Customer (KYC) & Transaction Monitoring: Performed KYC and transaction monitoring in line with local/international AML laws and sanctions.
- Business Development & Feedback: Identified opportunities, understood client needs, and provided feedback for growth.
- Risk Management: Expertise in global finance trends, and meticulous attention to detail.
Front Desk Manager
Dragon Den Hot Pot
01.2020 - 01.2023
- Financial Management: Handling basic finances and assisting with accounting tasks.
- Training and Development: Developing and conducting staff training sessions.
- Operational Oversight: Ensuring smooth department operations during shifts.
- Assisted in preparing and improving monthly business reports.
Education
Bachelor of Business in Management -
Massey University
11.2022
Master of Finance in Risk Analysis - undefined
Massey University
02.2024
Skills
- Know your customer
- Customer due diligence
- Enhanced due diligence
- Transaction monitoring
- Suspicious activity reporting
Certification
Certified Anti-Money Laundering Specialist
Timeline
Currency Exchange Trader
Global Forex
01.2023 - 01.2025
Front Desk Manager
Dragon Den Hot Pot
01.2020 - 01.2023
Master of Finance in Risk Analysis - undefined
Massey University
AML Analyst
Tiger Broker
Bachelor of Business in Management -
Massey University
Similar Profiles
James J Kingsley IIIJames J Kingsley III
Trading and Analytics at Tiger Brokers / TradeUp / US Tiger Securities, Trading and TechnologyTrading and Analytics at Tiger Brokers / TradeUp / US Tiger Securities, Trading and Technology
BIPIN SURENDRANBIPIN SURENDRAN
Employee Benefits -Team Leader at Howden Insurance Broker LLCEmployee Benefits -Team Leader at Howden Insurance Broker LLC
Dan BorschDan Borsch
FL Broker Associate at Daniel Borsch, Real Estate Broker Sales AssociateFL Broker Associate at Daniel Borsch, Real Estate Broker Sales Associate
Aurora GeorgeAurora George
Caregivers at Saint Joseph Home And HospitalCaregivers at Saint Joseph Home And Hospital
Mia FinlaysonMia Finlayson
Medical Receptionist at Accident and HealthcareMedical Receptionist at Accident and Healthcare