Amy Lu
Auckland
Summary
Motivated professional with a solid foundation in finance, operations, and process improvement. Skilled in data analysis, project management, and advanced Microsoft Office tools. Known for adaptability, strong communication, and effective time management, driving team success and organizational growth.
Overview
4
4
years of professional experience
1
1
Certification
Work History
Compliance Analyst - KYC/AML
Airwallex Pty Ltd
05.2022 - 06.2023
- Managed the end-to-end KYC/AML process for the onboarding of new accounts, ensuring thorough review of customer profiles.
- Enhanced regulatory compliance by developing and implementing comprehensive policies and procedures aligned with current legislation.
- Maintained an up-to-date knowledge of key regulations and evolving best practices in compliance management.
- Collaborated with cross-functional teams to successfully implement new compliance initiatives.
- Focused on customer satisfaction by ensuring timely resolution of issues and proactively introducing measures to prevent future problems.
Fund Accountant
HSBC
12.2019 - 07.2021
- Calculated and reported the fund's net asset value (NAV) on a daily, weekly, or monthly basis.
- Managed the calculation and payment of management, advisory, asset servicing, performance, and custody fees.
- Played an integral role in transitioning from manual to automated processes, significantly reducing time spent on routine tasks and enhancing data accuracy.
- Collaborated closely with legal teams to launch new funds, ensuring all necessary documentation was completed accurately and on time.
- Developed and maintained strong relationships with external auditors, leading to smoother audit processes and minimizing compliance risks.
Education
Master of Finance - Risk Analytics
Massey University
Auckland, NZ06.2024
Bachelor of Management - International Business Management
Guangdong University of Finance And Economics
Guangdong, China06.2019
Skills
- Effective Communication (Written and Verbal Proficiency)
- Advanced Microsoft Office Skills (Word, Excel, Outlook)
- Time Management and Self-Discipline
- Experience in Finance, Banking, and Financial Services
- Advanced Reporting and Analytical Skills
- Project Coordination and Management
Certification
Chartered Financial Analyst (CFA) Level III | CFA Institute | Feb 2022
Bloomberg Market Concepts Certificate | Bloomberg | May 2024
Languages
English
Chinese (Cantonese)
Chinese (Mandarin)
Timeline
Compliance Analyst - KYC/AML
Airwallex Pty Ltd
05.2022 - 06.2023
Fund Accountant
HSBC
12.2019 - 07.2021
Master of Finance - Risk Analytics
Massey University
Bachelor of Management - International Business Management
Guangdong University of Finance And Economics
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