Angela Schutte
Tauranga,New Zealand
Summary
Professional analyst with strong background in regulatory frameworks and risk management. Proven track record in identifying and mitigating risk and compliance risks, ensuring adherence to industry standards. Demonstrated expertise in development of compliance plans, risk mitigation processes and stakeholder engagement. Adept at fostering collaborative environments and driving risk and compliance initiatives. Known for flexibility and reliability in dynamic settings, leveraging analytical skills and attention to detail.
Overview
17
17
years of professional experience
Work History
Compliance Analyst / Risk Analyst
TSB Bank
10.2020 - Current
- Worked with senior stakeholders to develop and implement the Privacy Compliance Programme. Collaborated with cross-functional teams for the successful implementation of new compliance initiatives, such as the design and development of procedures supporting the compliance framework d Principles
- Serve as subject matter expert on risk and compliance matters, providing guidance and support to colleagues across various business units
- Monitored adherence to industry regulations, ensuring timely reporting of any discrepancies or violations.
- Responded promptly to inquiries from regulators or other stakeholders regarding company practices, demonstrating transparency and commitment to ethical conduct at all times.
- Improved company''s risk management strategy by identifying, assessing, and mitigating potential risks related to noncompliance.
- Assisted in the development and preparation of reporting for senior management and business units.
- Ensured timely reporting of regulatory issues by establishing efficient communication channels with relevant departments.
- Streamlined internal processes to ensure consistent application of compliance requirements across the organization.
- Achieved improved adherence to industry standards by providing targeted training and educational resources for employees.
- Participated in industry conferences and networking events to stay current on emerging trends impacting compliance best practices within the field.
Risk and Compliance Advisor
Marsh & McLennan Companies
12.2019 - 08.2020
- Work with Lead Risk and Compliance Officer to perform risk assessments, compliance checks, incident management and obligations attestation
- Raise training and policy awareness, provide assurance monitoring and controls testing
- Engagement of internal and external stakeholders on regulatory related work and business continuity work
- Specific achievements: Lead on review and upgrade of Advisor Business Statement as regards reporting for Qualified Financial Entities
- Tracking, recording and notifying of all Regulatory Relief and Guidance during COVID-19 Pandemic
- Review of Financial Conduct Bill of Amendment for potential submission to MBIE
- Assisting Legal Counsel on review of MIS Managers Submission on Fees and Funding Levy Increase Review by FMA
- Compilation of AML data to provide statistical review on current and emerging trends as well as data check for gaps for pending two year annual audit review
- System updates and review for Beagle as against Compliance Obligations
- Review and update of Compliance Action Plan
- Participation in Regulatory Development Forum
- Client Facing Statements, design and review
- Review of FSLAA conditions submission for full licence
Risk and Technical Manager, Compliance and Professional Standards
Marsh & McLennan Companies
06.2007 - 07.2018
- International broking and compliance experience, trained in London with Lloyd’s experience and London Market Broking
- Successful set up and management of broker support teams streamlined to work with broking front line by means of technical agreements, processes and compliance tracking
- Correct risk and compliance and professional standards training, monitoring and reporting will zero E&O in the Company
- Achieved budgets for company on placement monitoring for three consecutive years
- Coordinated with other departments effectively, integrating technical requirements into broader organizational goals seamlessly.
- Built trusted relationships with stakeholders through clear communication and collaborative problem-solving efforts.
- Delivered comprehensive technical training programs for staff members, enhancing overall team competency levels.
- Created comprehensive documentation of processes and procedures to ensure consistency throughout the department''s operations.
- Met with clients to gather and understand requirements and coordinated with system administrators and directors to plan and schedule project activities.
Skills
- Reporting skills
- Investigations expertise
- Risk and Compliance protocols
- Activity monitoring
- Training delivery
References
Available on request
Professionalattributes
- Analytical thinker with demonstrated talent for identifying, designing, improving, streamlining and managing complex work processes.
- Thrives in high pressure environments requiring ability to effectively prioritise and juggle multiple high level and complex projects.
- Resourceful and excels at building trust relationships with clients and colleagues.
- Effective engagement of stakeholders through Lines 1, 2 and 3.
- Integrity, focused, disciplined and consistent in personal disposition.
- High trust in dealing with confidential company and customer information.
- High level ability problem solving skills with logical, practical and common sense approach to business related outcomes.
- Demonstrated reliability in all circumstances, which promote and support an efficient operating environment.
- Exceptional communicator who effectively conveys information verbally and in writing.
Timeline
Compliance Analyst / Risk Analyst
TSB Bank
10.2020 - Current
Risk and Compliance Advisor
Marsh & McLennan Companies
12.2019 - 08.2020
Risk and Technical Manager, Compliance and Professional Standards
Marsh & McLennan Companies
06.2007 - 07.2018
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