Summary
Overview
Work History
Education
Skills
Certification
Disclaimer
Job Responsibility
Timeline
Generic

Deepika Shukla

Summary

A capable, ambitious and successful investment banking operational professional who possessing extensive knowledge of global financial markets including Money Market, Derivatives ,Forex Exchange, Stock Borrow and Lending. Having the ability to support, encourage and motivate colleagues and as well as handling the work with full dedication. Qualified with a wealth of more than 36-months experience and capable of delivering right things at right place and time.

Overview

8
8
years of professional experience
1
1
Certification

Work History

Assistant Manager

Nomura
03.2021 - Current
  • Learnt the Repo Product and worked pro-actively with fellow teammates towards enhancements dealing in Euroclear market.
  • Worked on settlements of same VD trades. Also supported the Prematching Team.
  • Gradually was given the Prematching team to manage ensuring smooth settlements.
  • Managed daily operations, delegating tasks appropriately to ensure smooth functioning of the facility.
  • Got opportunity to migrate three Continental sites – Madrid , Paris , Frankfurt.
  • Closely worked with the on-shore teams to learn the processes across.
  • Acquired knowledge of Middle office working with Trade Allocation.
  • Lately, working with Dubai region supporting Trade allocation , Trade Prematching , Settlement and Post settlement for Euroclear , DDTC , Domestic and Fedwire Markets.
  • Mentored new hires, guiding them through their roles while providing ongoing support for professional growth opportunities.
  • Managed daily operations, delegating tasks appropriately to ensure smooth functioning of the facility.
  • Mentored new hires, guiding them through their roles while providing ongoing support for professional growth opportunities.
  • Implemented safety protocols to maintain a secure work environment for employees.
  • Enhanced employee productivity through regular training sessions and performance evaluations.
  • Contributed to long-term strategic planning, helping shape organizational goals and objectives through thorough analysis of past performance data.
  • Streamlined operations by implementing efficient workflow processes and procedures.

Associate analyst

BNP Paribas India Solutions Pvt. Ltd.
11.2018 - 03.2021
  • Process: FXMM and Option Settlements
  • Trade Validation: Validating of FX & MM trade booked for Corporate Client by Front Office, with the supporting document such as Email/Reuters/E-channel like FXALL, MISYS, BLOOMBERG, GTSS....
  • Processing/ booking of Derivative trades for products including IRS, CCS and various structural products of Asian Regional Sites based on deal ticket and broker confirmation.
  • Trade Confirmation: Releasing of trade from system post validation and sending of confirmation in form of SWIFT (MT300, MT320,MT305) and Paper Confirmation for non SWIFT client in form of ISDA and Non ISDA agreement.
  • Trade Settlement: Handling the Settlement for FX Netting client and Money Market Client like partial and full payout using SWIFT message as MT103, MT202, and MT202COV.Liaising with Client/Front office to have the netting figure agreed by client and process the payment accordingly.
  • Investigation:
  • Nostro Investigation: Handling the investigation for outstanding Nostro and Ledger break post settlement of FX & MM product.
  • FOBO Investigation: Handling the investigation for Outstanding Front Office and Back Office break.
  • NDFX Trade: Handling NDFX trade validation, confirmation, settlement & investigation.
  • FX Option: Handling FX Option validation, confirmation, settlement & investigation.
  • FX SWAP: Handling FX SWAP validation, confirmation, settlement & investigation.
  • FX OUTRIGHT: Handling FX OUTRIGHT validation, confirmation, settlement & investigation.
  • FX SPOT: Handling FX SPOT validation, confirmation, settlement & investigation.
  • Successfully completed migration for a new site in Chennai Location and trained people.
  • Actively performing the training for all new joiners in the team.
  • Actively participated in cross training within the team to meet the goal for backup.
  • Performing End of the Day control function and updating the same in portal.
  • Properly reviewing on any Internal & External error and deriving the control plan post discussion with teams.
  • Coordination with the project management and development teams on a daily basis to update on the UAT testing done by the user and provide detailed feedback.
  • Closely analyze STP Processing and work to increase STP without mismatch of Settlements Cash flows.
  • Process: Stock Borrow and Lending
  • Working aggressively for the migration of Middle Office for SLAB from Hong Kong.
  • Handling Settlement of trades within multiple sites as Australia, Japan, HK, Singapore, Malaysia and other APAC countries.
  • Requires continues Interaction with on-shore in HK and traders, both within BNP and of Clients through calls and emails.
  • Interaction with Custodians to ensure successful settlement.
  • Exposure to various Third-Party portals for better chasing and avoid any failures.
  • Help traders in trade booking and amendments.
  • Making payments through Plasma and SWIFT.
  • Obtain all the necessary approvals required from compliance as per BNP Paribas policies before processing a Third Party payment as per client instructions.
  • Handle exceptions and provide quality and timely support of ad-hoc queries raised by relationship managers, traders, finance & control and local operation teams.
  • Actively handling all IT related issues for the team by co-ordination with all IT support teams & Mgt.

Associate Financial Service Manager

ICICI Prudential Life Insurance Company
06.2017 - 11.2018
  • Retaining the existing customers of the company along with acquiring new ones.
  • Providing services and assisting the clients with respect to their current investments with company.
  • Achievements
  • Awarded for outstanding contribution in achievement of the given targets.
  • Several verbal appreciations for supporting the team.
  • Successfully delivered training to new recruits and assisted them in bridging the gap.

Education

B.com (BBI) - Banking And Insurance

Savitribai Phule University
01.2015

H.S.C - Commerce

Maharashtra State Board
01.2012

S.S.C - undefined

Maharashtra State Board
01.2010

Skills

  • Trade Life Cycle
  • Global Market Confirmations and Settlements
  • Post Settlement & Investigation
  • Swift Payments
  • People Management
  • Process Management
  • Change Management
  • Process Trainer
  • Stock Borrow and Lending

Certification

  • Certified Investment Banking Operations Professional from Imarticus Learning
  • Money Market and Derivatives
  • End to end Trade life cycle of Listed and OTC products
  • Functioning of Clearing and Settlement systems
  • Risk Management
  • Have actively participated and organized the cultural events and have been recognized for the same.
  • Represented college at inter-collegiate level for dance and music.
  • Participated in various philanthropic and CSR activities.
  • Volunteer work with NSS at College.
  • Awarded “Student of the year” for HSC.
  • Proud member of awarded “Team of the Year” in 2019 at BNP.

Disclaimer

Deepika Shukla Date:2021-08-15

Job Responsibility

  • BNP Paribas India Solutions Pvt. Ltd.
  • Process: FXMM and Option Settlements
  • Process: Stock Borrow and Lending

Timeline

Assistant Manager

Nomura
03.2021 - Current

Associate analyst

BNP Paribas India Solutions Pvt. Ltd.
11.2018 - 03.2021

Associate Financial Service Manager

ICICI Prudential Life Insurance Company
06.2017 - 11.2018

H.S.C - Commerce

Maharashtra State Board

S.S.C - undefined

Maharashtra State Board

B.com (BBI) - Banking And Insurance

Savitribai Phule University

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Deepika Shukla