Drushti Nandu
Wellington Central,New Zealand
Summary
Dynamic and results-oriented professional with a robust background in finance, risk assessment, and regulatory compliance, currently pursuing a Master of Global Business at Victoria University of Wellington. With a proven track record at prestigious institutions such as the National Stock Exchange of India and Sterling Diligence, I bring expertise in financial analysis, project management, and investigative research. Adept at leveraging advanced tools like OSINT and LexisNexis, I excel in scrutinizing complex data and ensuring regulatory adherence. My experience spans developing business requirements, leading cross-functional teams, and presenting insights to senior stakeholders. Passionate about driving operational excellence and informed decision-making, I am committed to leveraging my analytical acumen and leadership skills to contribute to high-impact projects and strategies in a global business environment.
Overview
5
5
years of professional experience
Work History
Deputy Manager
National Stock Exchange of India Ltd. ("NSE")
09.2021 - 05.2023
- Examined Generation and analysis of various alerts periodically against stock brokers as a part of early warning mechanism for prevention of client funds and securities
- Evaluated Trial Balance, annual accounts, of top stock brokers to identify any irregularity in Broker Compliance and monitored collateral at client level
- Scrutinized funds availability of creditors with stockbrokers and monitored the compliance of timely settlement of running account of clients
- Conducted impact analysis on all the inspection related process flows to enable smooth implementation of SEBI requirements of upstreaming and down streaming of client funds parked with stock brokers
- Developed business requirements specifications for active projects and facilitated coordination with the IT team to ensure smooth project deployment into production
- Facilitated meetings with other exchanges and clearing members to discuss projects and implement new policies.
Senior Analyst
Neotas LTD.
05.2021 - 09.2021
- Leveraged Open-Source Intelligence "OSINT" tool and screened online presence between corporate records, adverse media and deep web sources of candidates of fraud to poor hire, by identifying clear risks
- Independently leveraged machine learning to ensure accreditation of online reputation screening
- Reported individuals under various risk categories
- Ensured complete enhanced due diligence and executed investigations with proven search techniques using behavioral and reputational risk data.
Investigative Analyst
Sterling Diligence (part of Sterling Talent Solutions Ltd.)
03.2019 - 05.2021
- Performed comprehensive corporate due diligence for major conglomerates in the finance, eCommerce, and medicinal sectors, successfully drafting over 200 detailed reports
- Carried out thorough civil and criminal background checks for a diverse range of clients and companies and collaborated effectively with the investigative team in New York on various research assignments, ensuring timely and accurate results
- Leveraged advanced resources such as LexisNexis, World Check, and Pacer to conduct in-depth investigations for clients
- Mentored and guided intermediate team members on organizational processes, enhancing team efficiency and knowledge
- Regularly communicated findings and provided necessary documentation to frontline and management teams, addressing any concerns promptly
- Efficiently presented quarterly and monthly data to internal associates and financial advisors, contributing to informed decision-making.
Global Research Analyst (Intern)
Acuris, a Mergermarket company
02.2018 - 05.2018
- Adhered to all accounting and financial reporting standards
- Played a key role in the preparation of Global Filings
- Conducted in-depth research and analysis of Investor Presentations and Transcripts for companies seeking investments
- Explored the intricacies of financial research activities conducted in capital markets.
Education
Master of Global Business -
Victoria University of Wellington
WellingtonPost-graduation Diploma Management, majoring in Finance -
ICFAI Business School
MumbaiGraduation in Bachelor of Financial Markets -
SIES College of Commerce and Economics
MumbaiSkills
- Legal analysis
- Research
- Regulatory compliance
- Risk assessment
- Credit analysis
- Project management
- Financial statement analysis
- Inspection Server
- LexisNexis
- World Check
- Pacer
- OSINT
- Indexing Tool Filing Expert
- Microsoft Excel
- Mentoring
- Leadership
- Team management
- Attention to detail
- Business understanding
- Economic understanding
- Analytical skills
- Investigative skills
- Communication
- Presentation
Projects
Developed sections for previous data under Data Warehouse (DWH) software at NSE. Presented project enhancement and the system mechanism to the regulatory professionals Securities Exchange Board of India. (“SEBI”). Developed a smooth system for Brokers to report clients’ data under Inspection server at NSE.
Leadershipmanagementskills
- Capable of mentoring and leading team members
- Adept at managing multiple projects with high attention to detail
- Strong understanding of business and economic environments
- Strong analytical and investigative skills
- Excellent communication and presentation abilities
Domaintechnicalskills
- Expertise in legal analysis, research, and regulatory compliance
- Proficient in risk assessment and credit analysis
- Experienced in project management and financial statement analysis (ledgers, trial balances, contract notes)
- Proficient with Inspection Server, LexisNexis, World Check, and Pacer
- Knowledgeable in OSINT (Open-Source Intelligence)
- Expert in using Indexing Tool Filing Expert and advanced proficiency in Microsoft Excel
Timeline
Deputy Manager
National Stock Exchange of India Ltd. ("NSE")
09.2021 - 05.2023
Senior Analyst
Neotas LTD.
05.2021 - 09.2021
Investigative Analyst
Sterling Diligence (part of Sterling Talent Solutions Ltd.)
03.2019 - 05.2021
Global Research Analyst (Intern)
Acuris, a Mergermarket company
02.2018 - 05.2018
Master of Global Business -
Victoria University of Wellington
Post-graduation Diploma Management, majoring in Finance -
ICFAI Business School
Graduation in Bachelor of Financial Markets -
SIES College of Commerce and Economics
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