HONG MIN (JASON) AN
14 KERRYKEEL DRIVE, AUCKLAND
Summary
I am a motivated individual who thrives when presented with an opportunity or challenge that allows me to work creatively, leverage my skills, and engage others in delivering solutions that can make a difference. In my current role, I hold dual positions as a Compliance Officer, responsible for overseeing the overall compliance of the bank, and as an AML/CFT Compliance Officer, in accordance with the AML/CFT Act of 2009. Given the size of the bank, I have been actively involved in all AML/CFT efforts, serving not only as a supervisor but also as an operational contributor. Throughout my tenure, I have accumulated extensive and in-depth experience in AML/CFT operations and regulatory compliance within the financial institution.
Overview
8
8
years of professional experience
1
1
Certification
Work History
AML Analyst
Simpson Grierson
02.2024 - Current
- Supporting the Compliance Officer with all AML/CFT duties
- Answers AML/CFT related queries from authors, partners and legal administrators
- Maintaining AML registers including exceptions and PEP registers
- Assist with ongoing customer due diligence
- Assist with internal assurance of CDD (Audit)
Compliance Officer (AML/CFT and Legal CO)
Kookmin Bank
03.2018 - 01.2024
- Daily Customer Due Diligence and Enhanced Customer Due Diligence Check
- Approving High Risk Customer which of includes Charitable Trust, Politically Exposed Person, etc
- Prescribed Transaction Reporting (Also participated in developing automated PTR submission system)
- SAR Drafting and Reporting to Financial Intelligence Unit
- Know Your Employee Verification
- Transaction Monitoring (Also participated in developing automated transaction monitoring rules)
- Designing and Reviewing AML/CFT Programme and Risk Assessment
- Led global AML/CFT enhancement project with international branches (Hong Kong, Vietnam, UK, India etc)
- Reporting to HQ (AML & Compliance related reports)
- Conducting annual compliance review
- Regulatory Review of internal policies and procedures
- Led settlement with Commerce Commission with regards to CCCFA legal breach
- Review of Financial Markets (Conduct of Institutions) Amendment Act 2022 (the CoFI Act) and preparing compliance programme.
- Review of AML/CFT Amendment Regulations in order to analyse impact and make changes accordingly
- Drafting submission to MOJ with regards to RBNZ's overseas branch policy review
Mortgage Loan Officer
Kookmin Bank
04.2016 - 03.2018
- Credit Evaluation of Corporate and Personal Customer Profile
- Loan Documentation Drafting
- Customer Consultation
- Loan Drawdown
- Valuation Verification
Skills
- Certified Anti-Money Laundering Specialist
- Flexible and Adaptable
- Self-Motivated
- Data Entry
- Attention to Detail
Certification
- Certified Anti-Money Laundering Specialist
Languages
Korean
Native or Bilingual
English
Native or Bilingual
Chinese (Mandarin)
Limited Working
Timeline
AML Analyst
Simpson Grierson
02.2024 - Current
Compliance Officer (AML/CFT and Legal CO)
Kookmin Bank
03.2018 - 01.2024
Mortgage Loan Officer
Kookmin Bank
04.2016 - 03.2018
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